Compliance Manager and Training and Competence Supervisor.
Tel: 01228 538 988
InvestAcc Wealth Management Limited
Port Road Business Park, Carlisle, Cumbria, CA2 7AF
Jon joined the team in July 2010 and is our Compliance Manager. Following nine years of service in the Armed forces he entered the financial services industry in 1991 and has since worked as a Life Office Sales Consultant, IFA and also, prior to joining us, Branch Manager for Santander.
Jon is a ‘enthusiastic amateur’ at clay pigeon shooting, a fan of all motorsports and can sometimes be seen somewhere in the Lake District on a Sunday morning riding his Honda Motorcycle.
Areas of expertise
- Compliance and Risk Management
- Training and Competence Supervision of regulated individuals
- Investments and Pensions
- Monitoring and Reporting